More About Brokerage Audits

When a RECBC auditor visits your brokerage, they will be checking to ensure that your brokerage has adequate policies and procedures in place to comply with all of their legislative requirements, and that all licensees at the brokerage are following them.

Our auditors can help brokerages to identify areas where they can strengthen their policies, and answer questions.Learn more about audits from Lisa Holst, RECBC’s Director, Accounting & Audit, in this brief video.

Published on Jul 09, 2018