Make sure your application is complete and accompanied by the required fee before sending it to RECBC.
Some forms have instruction pages. Please refer to them when completing the form.
If you are notified that your application is incomplete, or that further information is required, please respond promptly to address the deficiencies. RECBC will only hold applications in pending status for 90 days.
Please see branch office licensing requirements for more information about applying to license a branch office.
Please see brokerage licensing requirements for more information.
Please see sole proprietor licensing requirements for more information.
|Application for Brokerage Licence Renewal: Corporation or Partnership|
|Application for Brokerage Licence Renewal: Branch Office|
Please include an original criminal record check.
|Request for Brokerage Name Approval|
|Request for Brokerage Name Change|
|Request for Brokerage/Branch Office Address Change|
Please see additional information on surrendering a brokerage licence for information about closing a brokerage.
|Trade Record Sheet|
|Record of Referral Fees|
|Credit Card Payment Form|
|Accountant’s Report Form and Instructions|
Attach separate financial statements
|Brokerage Activity Report|
Use instead of the Accountant’s Report Form if the brokerage has not held any public trust funds in the reporting period. To be filed with the appropriate Financial Statements and Brokerage Activity Report.