VIII. Year End Reports and Office Inspections
Every brokerage is required by section 7-7 of the Rules to file with the Council, in respect of their prior fiscal year:
- financial statements
- an Accountant’s Report or, in some specific cases, a statutory declaration when the brokerage does not hold or receive any public trust funds ; and
- a Brokerage Activity Report.
The filing must be made within 120 days after the end of the fiscal year.