Brokerage Standards Manual

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Year End Reports and Office Inspections - Financial Statements >>

VIII. Year End Reports and Office Inspections

Year End

Every brokerage is required by section 7-7 of the Rules to file with the Council, in respect of their prior fiscal year:

financial statements
an Accountant’s Report or, in some specific cases, a statutory declaration when the brokerage does not hold or receive any public trust funds ; and
a Brokerage Activity Report.

The filing must be made within 120 days after the end of the fiscal year.