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Brokerage Standards Manual

IX. Licence Renewals

Refusal To Renew A Licence

In the event that the Council refuses to renew a licence, section 13(4) of RESA requires the Council to give the licensee written notice of the refusal and the reason for it and advise a licensee of their right to appeal. Section 54 of RESA provides that appeals of such decisions are made to the Financial Services Tribunal.